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Time to harmonize AML control systems for global, commercial Indian companies

Introduction

For many global organisations, finding the right balance between having global, unified compliance programs, and the need to address local legal and compliance risks, is a challenge. In this blog, we will address the challenge that money laundering and related issues presents to Indian companies operating in Europe.Continue Reading Time to harmonize AML control systems for global, commercial Indian companies

Obligations placed on stockbrokers to curb fraud and money laundering

The Securities and Exchange Board of India (“SEBI”) has held that preventing and detecting fraud or market abuse is a key pillar of investor protection. Consequently, SEBI has been relentless in introducing and amending rules, regulations, and circulars to regulate practices tantamount to fraud or market abuse.Continue Reading Obligations placed on stockbrokers to curb fraud and money laundering